Compliance Lead - Financial Services

Compliance Lead - Financial Services

Posted 2 weeks ago by Job Board - Reed on Reed

£55,000 Per year
Inside
Onsite
Hampshire
p> ? Exciting Opportunity: Compliance Lead! ?

Are you a seasoned Compliance professional looking for your next challenge? My client is seeking a Compliance Lead to join their Legal & Compliance team on a 1 year Fixed Term Contract.

Role: Compliance Lead

Duration: 1 year FTC

Location: Hampshire [3 days on site per week]

Salary: 50,000

About the Role: As the Compliance Lead, you will play a crucial role in ensuring our client operates in a compliant manner, safeguarding against fraudulent activities and adhering to regulatory guidelines. Your responsibilities will include:

  • Leading the team in delivering against the Compliance Monitoring Plan
  • Identifying opportunities for improvements at various levels
  • Providing feedback on risks, controls, and issues within the business
  • Deputising for the Compliance Manager when required
  • Overseeing the development of Compliance Officers
  • Drafting comprehensive reports on compliance activities and findings
  • Monitoring adherence to regulatory and legislative rules and guidance



Key Requirements:

  • Proven leadership experience
  • Background in Audit or Compliance
  • Excellent communication skills (written and verbal)
  • Enthusiasm, flexibility, and a passion for service delivery
  • Ability to be self-managing and handle a scheduled workload effectively



Desirable:

  • Educational background to Degree level or relevant compliance/audit qualification
  • Two years' work experience in the financial services industry (advantageous)



If you are interested in opportunity, please apply here or email your CV to

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